LEAD AUDITOR – ISO 37001

RECIPIENTS

The course is aimed at organizations and professionals who want to prepare and conduct 3rd Party Audits for Certification Bodies. This course specifically examines ISO 17021-1 and ISO/IEC 17021-9 in light of ISO 37001:2016 certification.
The course is limited to a maximum of 20 participants.

DURATION

24 hours (3 days)

OBJECTIVES

• Knowledge and understanding of the reference standards ISO/IEC 17021-1 and ISO/IEC 17021-9
• Thorough knowledge of the ISO 37001:2016 standard
• Management of Audit Stages:
  1. definition of the objectives of the Audit program
  2. definition of the Audit program
  3. implementation of the Audit program
  4. monitoring of the Audit program
  5. review and improvement of the Audit program
• Auditor skills: communication, organization, coordination, planning and management skills within the audit team

CONTENTS

• ISO 37001:2016
• ISO/IEC 17021-1
• ISO/IEC 17021-9
• D.Lvo n. 231/01
• D.Lvo n. 33/13
• D.Lvo n. 39/13
• D.Lvo n. 97/16
• Law 190/12
• Hints of:
  1. Identification, measurement and analysis of corruption risk
  2. Risk Management System, Corruption Risk Management and Prevention Measures
  3. The system of delegation and control
  4. Links of ISO 37001:2016 with the Organization Management and Control Model (MOG 231), the Three-Year Plans for the Prevention of Corruption (PTPC), and the National Anticorruption Plan
• Hints of:
  1. UN Convention Against Corruption
  2. OECS Convention on Bribery of Foreign Public Officials
  3. Techniques for conducting an Audit
  4. The Audit process: from design to follow-up
  5. Implementation of an Audit Program
  6. Types of Audits (internal, external, 1st, 2nd and 3rd party)
  7. Specific terminology (Audit, Auditor, Lead Auditor, Audit team, Observer, Technical expert)
  8. Opening meeting
  9. Audit Activities
  10. Preparation and compilation of checklists
  11. Sampling techniques and criteria
  12. Management of observations, recommendations and non-conformities
  13. Corrective actions
  14. The final meeting
  15. The Audit Report
  16. Review and improvement of the Audit program
  17. Auditor competencies and evaluation
  18. Critical issues in the Audit process
  19. Role and functions of Accreditation Bodies
  20. Code of Ethics and Personnel Certification Schemes

During the course of the lectures, case histories will be described and simulated audits will be carried out with practical role playing exercises where trainees will be able to experience real-life situations of an Audit.

TEACHING MATERIALS

• Teaching materials used in electronic format (slides, videos, handouts)
• Reference Legislation and Regulations: Legislative Decrees no. 231/01, 33/13, 39/13 97/16, Law 190/12
• ISO 37001:2015, ISO/IEC 17021-1 and ISO/IEC 17021-9 standards in vision
• Practice modules

PREREQUISITES

• Basic knowledge of the standards under study and Anti-Corruption Management Systems
• Knowledge of ISO/IEC 17021-1 and ISO 19011:2012.
• Lead Auditor Course 40 hours ISO 9001 (for Lead Auditor qualification according to ISO 37001:2016).
• Basic experience in the area of implementing and/or maintaining Anti-Corruption Management Systems.

FINAL EVALUATION

Individual written test.

CERTIFICATE

Certificate of Participation.

TEACHERS

ASACERT Qualified Lead Auditors.

PLACE AND TIME.

Course can be activated in ON DEMAND mode – deliverable at client company or at ASACERT office.